Best Investors Account Sign in

Janet Lynn Ganong

LPl Financial LLC

Cudahy, WI

CRD 2457206

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APP_PEND_IARCE 2026-01-01
  • WI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Cudahy, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Cudahy WI 12/2011 Present
Previous Registrations
Other Businesses

1. 12/20/2011: OTHER - ASPPA - VOLUNTEER ON LEGISLATIVE COMMITTEE. - TIME SPENT 1%. 2. 7/2/2013: DBA ONLY - THE KIECKHEFER GROUP - BROOKFIELD, WI.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-15
S63 Uniform Securities Agent State Law Examination 1994-02-23
  • S66 Uniform Combined State Law Examination
    2004-06-15
  • S63 Uniform Securities Agent State Law Examination
    1994-02-23

View on SEC IAPD

More in Cudahy, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor