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Jeffrey Paul James

Ernst & Young Investment Advisers LLP

Tampa, FL

CRD 2451091

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Employer firm

Ernst & Young Investment Advisers LLP CRD 110921

30 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-07-21
  • FL RA
    APPROVED
    Since 2016-07-21

Branch Locations

One Tampa City Center 201 North Franklin Street, Ste 2400, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst And Young Llp Tampa FL 02/2016 Present
  • 02/2016 → Present
    Ernst And Young Llp
    Tampa, FL
Previous Registrations
  • 2011-10-31 → 2015-08-24
    Jhs Capital Advisors, Llc
    Tampa, FL
    Tampa, FL
  • 2009-10-09 → 2011-08-11
    Rbc Capital Markets, Llc
    Tampa, FL
  • 2008-10-06 → 2009-10-09
    J. B. Hanauer & Co.
    Tampa, FL
  • 2007-04-17 → 2007-10-12
    Raymond James & Associates, Inc.
    St. Petersburg, FL
    St Petersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-13
S63 Uniform Securities Agent State Law Examination 1997-08-28
  • S65 Uniform Investment Adviser Law Examination
    2007-04-13
  • S63 Uniform Securities Agent State Law Examination
    1997-08-28
Other Names
  • Jeff James

View on SEC IAPD

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