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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-10 |
| IL | RA | APPROVED | 2018-10-08 |
Branch Locations
Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc. | Chicago | IL | 11/2013 | 02/2017 |
| Mml Investors Services, Llc | Chicago | IL | 07/2018 | 09/2018 |
| Morgan Stanley Smith Barney Llc | Chicago | IL | 10/2018 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 02/2017 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-27 |
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