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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
39899 Balentine Drive, Suite 200, Newark, CA 94560 • United States
2010 Crow Canyon Place, Suite 100, Office 310, San Ramon, CA 94583 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Leandro | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Leandro | CA | 11/2016 | 05/2021 |
| Lpl Financial, Llc | Newark | CA | 05/2021 | Present |
| Mariner Independent Advisor Network, Llc | Newark | CA | 05/2021 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1) 05/2021 - DBA for LPL Business (entity for LPL business) - Humanity Wealth Advisors - Investment Related - Newark, CA 94560 2) 05/2021 - Non-Variable Insurance - Humanity Insurance Solutions - Investment Related - Newark, CA 94560 3) 01/29/2024 - Home Away from Home- Mid term rental - Real Estate Rental - Investment Related - Home Based - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading 4) 07/06/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-07 |
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