Stephen Robert Spence

Current Employers

Employment History

• 08/2008 → 02/2026
  U.S. Bancorp Investments, Inc.
  Appleton, WI
• 02/2026 → 05/2026
  U.S. Bancorp Advisors, Llc
  Appleton, WI
• 07/2026 → Present
  Nfsg Corporation
  Boca Raton, FL

Previous Registrations

• 2026-02-13 → 2026-06-10
  U.S. Bancorp Advisors, Llc
  Appleton, WI
  Green Bay, WI
  Green Bay, WI
  Green Bay, WI
  Appleton, WI
  Appleton, WI
• 2008-08-14 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Green Bay, WI
  Green Bay, WI
  Green Bay, WI
  Saint Paul, MN
  Appleton, WI
  Princeton, WI
  Oshkosh, WI
  Appleton, WI
  Menasha, WI
  Appleton, WI
  Springfield, MO
  Springfield, MO
  Springfield, MO
  Forsyth, MO
  Springfield, MO
  Springfield, MO
  Branson West, MO
  Branson, MO
  Appleton, WI
  Appleton, WI
  Menasha, WI
  Ripon, WI
  Portage, WI
  Portage, WI
  Ripon, WI
  Princeton, WI
  Appleton, WI
  Portage, WI
  Menasha, WI
  Appleton, WI
  Appleton, WI
  Appleton, WI
  Appleton, WI
• 2005-10-10 → 2008-08-11
  Lpl Financial Llc
  Springfield, MO

Other Businesses

1.) MILLCITY ASSEMBLY OF GOD CHURCH; NOT INVESTMENT-RELATED; NEENAH, WI; RELIGIOUS; PASTOR AND BOARD OF DIRECTORS; 01/01/2015; 20 HOURS/MONTH; 0 HOURS/TRADING; PREACHING AND TEACHING RELIGIOUS STUDIES/CURRICULUM. PLANNING AND LEADING CHURCH BODY. SERVE AS PRESIDENT OF THE BOARD OF DIRECTORS WHERE WE DISCUSS AND DECIDE ON VARIOUS ORGANIZATIONAL AND FINANCIAL DECISIONS. 2.) SS RE HOLDINGS, INC. - CORPORATION PRIVATE - NEENAH, WI 54956 - 06/01/2026 - PRESIDENT AND TREASURER - ONGOING - SS RE HOLDINGS, INC IS A REAL ESTATE HOLDING COMPANY INVESTING IN PROPERTIES FOR THE PURPOSE OF REMODELING FOR RESALE OR RENTAL. AS PRESIDENT AND TREASURER, I AM ENGAGED IN THE DECISION MAKING FOR PURCHASE OF PROPERTIES, BUDGETING AND MANAGEMENT OF ALL ASPECTS OF THE COMPANY. THE COMPANY IS PRIVATELY HELD BETWEEN STEPHEN AND SANDRA SPENCE, A MARRIED COUPLE. 10% OF TIME SPENT DURING BUSINESS HOURS. 3.) SPENCE MINISTRIES, INC. 06/01/2026 - NONPROFIT ORGANIZATION - NEENAH, WI 54956 - PRESIDENT AND TREASURER - ONGOING- THIS LLC WAS ESTABLISHED TO ACCEPT HONORARIUMS FOR FAITH-BASED SPEAKING ENGAGEMENTS AND OTHER FAITH BASED MINISTRY INCOME - SCHEDULING AND SPEAKING AT CHURCHES AND FAITH BASED ORGANIZATIONS AS WELL AS FAITH BASED CONFERENCES. 1% OF TIME. 4.) STEPHEN R SPENCE - TAX PREPARATION SERVICES - NEENAH, WI 54956 - 07/01/2026 - ONGOING - PREPARE AND FILE INDIVIDUAL TAX RETURNS - I WILL PREPARE AND FILE TAX RETURNS FOR INDIVIDUALS. 5% OF TIME.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-07
• S63 Uniform Securities Agent State Law Examination
  1996-07-11

Designations

Other Names

• Steve Spence
• Stephen R Spence