Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 1993-12-08
  • UT RA
    APPROVED
    Since 1993-12-08

Branch Locations

438 E 200 S Ste 354, Salt Lake City, UT 84111-2103 • United States

Salt Lake Cty, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Salt Lake City UT 09/2005 03/2020
Ameriprise Financial Services, Llc Salt Lake City UT 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 754 1/2 S 1200 ESalt Lake city, UT 84102, ,; Not Investment-Related; 12/03/2018. Business Ownership; Dale C Salazar and Anna M Vasquez; Landlord, property owner. Keep apartment in repair and pay water bill.; rental; 754 1/2 S. 1200 E.Salt Lake City, UT 84102, ,; Not Investment-Related; 12/01/2018; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Centro Civico Mexicano/Capital Campaign; Capital Campaign Chairman; 155 S 600 W, , Salt Lake City, UT, 84101; Not Investment-Related; 03/24/2014; 10 to 19 hours per month; 1 to 9 during trading hours / Frank Cordova Foundation Annual Latino Community Turkey Drive; Board Member; 754 S. 1200 E.Salt Lake City, UT 84102, , Salt Lake City, UT, 84102; Not Investment-Related; 10/19/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-21
S63 Uniform Securities Agent State Law Examination 1993-10-18
  • S65 Uniform Investment Adviser Law Examination
    1993-10-21
  • S63 Uniform Securities Agent State Law Examination
    1993-10-18
Other Names
  • Chuck Salazar
  • Dale Charley Salazar

View on SEC IAPD

More in Salt Lake City, UT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor