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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 1993-12-08 |
Branch Locations
438 E 200 S Ste 354, Salt Lake City, UT 84111-2103 • United States
Salt Lake Cty, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Salt Lake City | UT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Salt Lake City | UT | 03/2020 | Present |
Real Estate Ownership; Single Family; 754 1/2 S 1200 ESalt Lake city, UT 84102, ,; Not Investment-Related; 12/03/2018. Business Ownership; Dale C Salazar and Anna M Vasquez; Landlord, property owner. Keep apartment in repair and pay water bill.; rental; 754 1/2 S. 1200 E.Salt Lake City, UT 84102, ,; Not Investment-Related; 12/01/2018; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Centro Civico Mexicano/Capital Campaign; Capital Campaign Chairman; 155 S 600 W, , Salt Lake City, UT, 84101; Not Investment-Related; 03/24/2014; 10 to 19 hours per month; 1 to 9 during trading hours / Frank Cordova Foundation Annual Latino Community Turkey Drive; Board Member; 754 S. 1200 E.Salt Lake City, UT 84102, , Salt Lake City, UT, 84102; Not Investment-Related; 10/19/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-18 |
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