Christopher Chow

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Ubs Financial Services Inc
  San Francisco, CA

Previous Registrations

• 2009-06-01 → 2015-10-27
  Morgan Stanley
  Oakland, CA
  San Francisco, CA
  San Francisco, CA
  San Rafael, CA
  San Francisco, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Oakland, CA
• 2006-10-30 → 2007-04-02
  Morgan Stanley Dw Inc.
  Oakland, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-07
• S63 Uniform Securities Agent State Law Examination
  1993-10-15

Other Names

• Chunyun Chow
• Chunyun Wong Chow
• Christopher Wong Chow