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David M Miles

Fifth Third Securities, Inc.

Naples, FL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-26
  • FL RA
    APPROVED
    Since 2018-11-26

Branch Locations

999 Vanderbilt Beach, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Naples FL 07/2015 10/2018
Cetera Investment Advisers Llc Naples FL 07/2015 10/2018
Cetera Investment Services Llc St.CLoud MN 07/2015 10/2018
Fifth Third Securities Naples FL 10/2018 Present
Fifth Third Bank Naples FL 10/2018 Present
  • 07/2015 → 10/2018
    Regions Bank
    Naples, FL
  • 07/2015 → 10/2018
    Cetera Investment Advisers Llc
    Naples, FL
  • 07/2015 → 10/2018
    Cetera Investment Services Llc
    St.CLoud, MN
  • 10/2018 → Present
    Fifth Third Securities
    Naples, FL
  • 10/2018 → Present
    Fifth Third Bank
    Naples, FL
Previous Registrations
  • 2015-08-03 → 2018-10-15
    Cetera Investment Advisers Llc
    Naples, FL
    Naples, FL
  • 2013-10-16 → 2015-07-13
    Fifth Third Securities, Inc.
    Marco Island, FL
    Naples, FL
    Marco Island, FL
    Naples, FL
    Naples, FL
  • 2012-02-01 → 2013-09-30
    Tlg Advisors, Inc.
    West Chester, OH
    Summit, NJ
  • 2007-05-22 → 2010-02-09
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Cincinnati, OH
    Covington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-28
S63 Uniform Securities Agent State Law Examination 2000-04-05
  • S65 Uniform Investment Adviser Law Examination
    2006-02-28
  • S63 Uniform Securities Agent State Law Examination
    2000-04-05
Designations
Other Names
  • Dave Miles
  • Dave Miles
  • David Mark Miles

View on SEC IAPD

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SYNOVUS SECURITIES, INC.
LPL FINANCIAL LLC
CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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