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John Charles Martin

Commonwealth Financial Network

Auburn, MA

Clinton, MA

CRD 2372076

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-10-20
  • MA RA
    APPROVED
    Since 2008-10-20

Branch Locations

319 Southbridge Street Suite 305, Auburn, MA 01501 • United States

Clinton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Auburn MA 10/2008 Present
Martin Financial Auburn MA 10/2008 Present
Other Businesses

SELLING FIXED INSURANCE, CONDUCTED AT BRANCH, INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-30
  • S63 Uniform Securities Agent State Law Examination
    1993-07-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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