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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Raymond James Financial Services | Atlanta | TX | 07/2009 | 12/2019 |
| Raymond James Financial Services Advisors | Longview | TX | 07/2009 | 12/2019 |
| Avantax Investment Services, Inc. | Atlanta | TX | 12/2019 | 09/2025 |
| Avantax Advisory Services | Atlanta | TX | 12/2019 | 09/2025 |
| Avantax Insurance Agency, Llc | Atlanta | TX | 12/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Atlanta | TX | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-22 |
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