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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-09-29
TN RA APPROVED 2025-09-15
AL RA APPROVED 2016-09-13
FL RA APPROVED 2016-09-09
TX RA APPROVED_RES 2007-01-24
GA RA APPROVED 2007-01-16
  • KY RA
    APPROVED
    Since 2025-09-29
  • TN RA
    APPROVED
    Since 2025-09-15
  • AL RA
    APPROVED
    Since 2016-09-13
  • FL RA
    APPROVED
    Since 2016-09-09
  • TX RA
    APPROVED_RES
    Since 2007-01-24
  • GA RA
    APPROVED
    Since 2007-01-16

Branch Locations

2 Union Sq, Chattanooga, TN 37402 • United States

Calhoun, GA • United States

340 E Main Ave, Bowling Green, KY 42101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 12/2000 Present
Other Businesses

I* 401772 For profit or not for profit: Entity For Profit Name of outside business organization: Whuka Enterprises, LLC Investment related: no Address of business: Acworth, GA, 30102 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 02/01/2024 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Holding company for business ventures which will be dba's I* 1686342 For profit or not for profit: Entity For Profit Name of outside business organization: Gardens for the Home and Heart Investment related: no Address of business: Acworth, GA, 30102 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 02/01/2024 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Gardens for the Home and Heart will be a dba Whuka Enterprises LLC. I will be consulting clients on gardens

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-21
  • S66 Uniform Combined State Law Examination
    2003-07-21
Other Names
  • Kalba
  • Mary Sherree Kalba
  • Mary Sherree Smith
  • Mary Sherree Hunt
  • Mary Sherree Hunt

View on SEC IAPD

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