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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-02 |
Branch Locations
5433 Westheimer Rd Suite 800, Houston, TX 77056 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2024 | Present |
| Cetera Investment Advisers Llc | Houston | TX | 01/2024 | Present |
| Bokf, Na | Bellaire | TX | 02/2003 | 10/2023 |
| Bok Financial Securities, Inc. | Bellaire | TX | 02/2003 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-02 |
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