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Charlotte Marie Jungen

Goodman Financial Corporation

Houston, TX

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Current Employers
Goodman Financial Corporation

5177 Richmond Avenue Suite 700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-09
  • TX RA
    APPROVED
    Since 2013-10-09

Branch Locations

5177 Richmond Avenue Suite 700, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goodman Financial Corporation Houston TX 03/2015 09/2018
Goodman Financial Corporation Houston TX 10/2018 12/2019
Goodman Financial Corporation Houston TX 01/2020 Present
Previous Registrations
  • 2004-01-23 → 2013-09-03
    1St Global Advisors Inc
    Beaumont, TX
  • 2004-01-22 → 2008-12-31
    Ekc Financial Group, L.L.P.
    Beaumont, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-14
  • S66 Uniform Combined State Law Examination
    2002-01-14
Designations

View on SEC IAPD

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