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Charlotte Marie Jungen

Goodman Financial Corporation

Houston, TX

CRD 4452180

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Employer firm

Goodman Financial Corporation CRD 114637

$916M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • INVESTMENT CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Goodman Financial Corporation

5177 Richmond Avenue Suite 700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-09
  • TX RA
    APPROVED
    Since 2013-10-09

Branch Locations

5177 Richmond Avenue Suite 700, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goodman Financial Corporation Houston TX 03/2015 09/2018
Goodman Financial Corporation Houston TX 10/2018 12/2019
Goodman Financial Corporation Houston TX 01/2020 Present
Previous Registrations
  • 2004-01-23 → 2013-09-03
    1St Global Advisors Inc
    Beaumont, TX
  • 2004-01-22 → 2008-12-31
    Ekc Financial Group, L.L.P.
    Beaumont, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-14
  • S66 Uniform Combined State Law Examination
    2002-01-14
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL

Nearby Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS

Nearby Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX

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