Christa Keating Fandrich

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 04/2020
  Adp Llc
  San Diego, CA
• 10/2014 → 04/2020
  Adp Broker-Dealer, Inc.
  San Diego, CA
• 03/2020 → 07/2023
  American United Life
  San Diego, CA
• 07/2023 → Present
  Principal Securities
  Des Moines, IA
• 05/2020 → 07/2023
  Oneamerica Securities
  San Diego, CA
• 07/2023 → Present
  Principal Life Insurance Co
  San Diego, CA

Previous Registrations

• 2020-05-19 → 2023-07-10
  Oneamerica Securities, Inc.
  San Diego, CA
  Indianapolis, IN
• 2008-06-16 → 2013-01-14
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  La Jolla, CA
• 2007-11-02 → 2008-05-21
  Ubs Financial Services Inc.
  Minneapolis, MN
  La Jolla, CA

Exams

• S66 Uniform Combined State Law Examination
  2005-06-06