David Michael Simpson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2026 → Present
  Lpl Enterprise Llc
  St Louis Park, MN
• 08/2012 → 07/2025
  Springdale Public Schools
  Springdale, AR
• 09/2025 → 02/2026
  Becki Potrzeba State Farm Agency
  Gregory, SD

Previous Registrations

• 2008-02-07 → 2011-04-12
  Msi Financial Services, Inc.
  Springdale, AR
• 2007-04-02 → 2007-08-22
  Morgan Stanley & Co. Llc
  Fayetteville, AR
• 2006-07-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Rogers, AR
  Fayetteville, AR

Other Businesses

1. 02/11/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Herrick, SD - OBA Start Date: 02/10/2026 2. 02/11/2026 - David Simpson, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Herrick, SD - OBA Start Date: 02/10/2026

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-03-06
• S65 Uniform Investment Adviser Law Examination
  2025-06-27
• S66 Uniform Combined State Law Examination
  2006-06-30

Other Names

• David Michael Simpson
• David Simpson