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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-12-22
  • NC RA
    APPROVED
    Since 2016-12-22

Branch Locations

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Fund Distributor Greenville DE 03/2011 10/2021
Allspring Funds Distributor, Llc Charlotte NC 11/2021 Present
Allspring Global Investments, Llc Charlotte NC 11/2021 Present
  • 03/2011 → 10/2021
    Wells Fargo Fund Distributor
    Greenville, DE
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
  • 11/2021 → Present
    Allspring Global Investments, Llc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-02
S63 Uniform Securities Agent State Law Examination 2001-08-03
  • S66 Uniform Combined State Law Examination
    2011-05-02
  • S63 Uniform Securities Agent State Law Examination
    2001-08-03
Other Names
  • Evan S Lyons
  • Evan Spencer Lyons

View on SEC IAPD

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