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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-15 |
Branch Locations
8114 Cantrell Rd Suite 200, Little Rock, AR 72227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Little Rock | AR | 05/2009 | 08/2019 |
| Wells Fargo Clearing Services, Llc | Little Rock | AR | 11/2016 | 08/2019 |
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 08/2019 | Present |
JPE ENTERPRISES, NOT INV. RELATED, BENTON, AR, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2002, 10 HRS PER MONTH, 0 HRS DURING TRADING, LAWN CARE AND POLICE RADAR CERTIFICATIONS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-07-19 |
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