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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-18 |
| AZ | RA | APPROVED | 2024-11-27 |
Branch Locations
16220 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
Queen Creek, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Pasadena | CA | 12/2014 | 02/2017 |
| Financial Engines Advisors L.L.C. | Irvine | CA | 02/2017 | 12/2021 |
| Bankers Life Securities, Inc | Mesa | AZ | 02/2023 | 05/2023 |
| Bankers Life & Casualty, Inc | Mesa | AZ | 02/2023 | 05/2023 |
| Unemployed | Queen Creek | AZ | 12/2021 | 11/2022 |
| Bankers Life Advisory Services, Inc | Mesa | AZ | 02/2023 | 05/2023 |
| New York Life Insurance Company | Phoenix | AZ | 08/2023 | 09/2024 |
| Thrivent Investment Management Inc | Scottsdale | AZ | 11/2024 | Present |
| Thrivent Financial | Appleton | WI | 03/2026 | Present |
| Thrivent Financial | Appleton | WI | 11/2024 | 03/2026 |
| Nylife Securities Llc | Phoenix | AZ | 09/2023 | 09/2024 |
THE TANGELO BROTHERS POSITION: Guitar Player NATURE: I play Guitar with my Partner Colin, we call ourselves the Tangelo Brothers. We play out and get paid maybe 20 times a year. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: 36506 N Crucillo, Queen Creek AZ 85140, United States DESCRIPTION: Play Music
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-02-22 |
| S66 | Uniform Combined State Law Examination | 2004-07-02 |
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