David Irl Huffman

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-12-23
MD	RA	APPROVED	2024-06-12
TX	RA	APPROVED	2024-06-07

DC RA
APPROVED

Since 2025-12-23
MD RA
APPROVED

Since 2024-06-12
TX RA
APPROVED

Since 2024-06-07

Branch Locations

7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	District Of Columbia	WA	11/2021	06/2024
Unemployed	Washington	DC	11/2019	11/2021
Wells Fargo Clearing Services, Llc (	Bethesda	MD	06/2024	Present
M&T Securities, Inc	Washington	DC	09/2015	11/2019
Wilmington Trust / M&T Bank	Washington	DC	09/2015	11/2019

11/2021 → 06/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

District Of Columbia, WA
11/2019 → 11/2021

Unemployed

Washington, DC
06/2024 → Present

Wells Fargo Clearing Services, Llc (

Bethesda, MD
09/2015 → 11/2019

M&T Securities, Inc

Washington, DC
09/2015 → 11/2019

Wilmington Trust / M&T Bank

Washington, DC

Previous Registrations

2021-12-09 → 2024-06-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
2015-10-07 → 2019-12-06

M&T Securities, Inc.

Washington, DC

Baltimore, MD
2009-10-23 → 2015-09-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Chevy Chase, MD
2003-02-03 → 2009-10-23

Banc Of America Investment Services, Inc.

Chevy Chase, MD

Chevy Chase, MD

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-29
S63	Uniform Securities Agent State Law Examination	2001-04-23

S66 Uniform Combined State Law Examination

2003-01-29
S63 Uniform Securities Agent State Law Examination

2001-04-23

View on SEC IAPD

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NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

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