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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| PA | RA | APPROVED | 2023-09-05 |
Branch Locations
100 Front Street Suite 600, West Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | King Of Prussia | PA | 10/2017 | 01/2021 |
| E*Trade Capital Management Llc | King Of Prussia | PA | 10/2017 | 01/2021 |
| Unemployed | Exton | PA | 04/2017 | 10/2017 |
| E*Trade Securities Llc | Berwyn | PA | 01/2021 | 02/2024 |
| E*Trade Capital Management Llc | Berwyn | PA | 01/2021 | 11/2023 |
| Morgan Stanley | Berwyn | PA | 01/2023 | 09/2023 |
| Morgan Stanley | West Conshohocken | PA | 09/2023 | Present |
| Morgan Stanley | West Conshohocken | PA | 09/2023 | 09/2023 |
| Pnc Investments | Phoenixville | PA | 06/2012 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-27 |
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