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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-09 |
Branch Locations
445 Broadhollow Rd Ste 317, Melville, NY 11747-3601 • United States
West Babylon, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2007 | 06/2022 |
| The Seb Group | New Hope | PA | 03/2005 | 12/2021 |
| Newbridge Securities Corporation | New York | NY | 09/2022 | 06/2024 |
| Ameriprise Financial Services, Llc | Melville | NY | 10/2024 | Present |
| Unemployed | West Babylon | NY | 07/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-03-19 |
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