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Carolyn Marie Horadan

South Cove Financial, LLC

Henderson, NV

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Current Employers
South Cove Financial, Llc

Henderson, NV • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-08-10
  • WA RA
    APPROVED
    Since 2016-08-10

Branch Locations

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crescita Capital Llc San Francisco CA 06/2015 12/2016
South Cove Financial, Llc Henderson NV 06/2022 Present
South Cove Financial, Llc Bellevue WA 07/2016 06/2022
Previous Registrations
  • 2015-08-17 → 2017-01-20
    Crescita Capital Llc
    Issaquah, WA
  • 2014-01-08 → 2015-08-18
    Highland Private Wealth Management
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-08
S63 Uniform Securities Agent State Law Examination 2001-03-27
  • S65 Uniform Investment Adviser Law Examination
    2014-01-08
  • S63 Uniform Securities Agent State Law Examination
    2001-03-27
Other Names
  • Carolyn Marie Charley
  • Carolyn M. Vonder Haar
  • Carolyn Marie Pile

View on SEC IAPD

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