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Kimberly Marie Underwood

Northern Trust Securities, Inc.

Fort Myers, FL

Bonita Springs, FL

Ft. Myers, FL

Chicago, IL

CRD 4327191

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Employer firm

Northern Trust Securities, Inc. CRD 7927

$1.66B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-03-17
  • FL RA
    APPROVED
    Since 2015-03-17

Branch Locations

Fort Myers, FL • United States

26790 S. Tamiami Trail, Bonita Springs, FL 34134 • United States

7960 Summerlin Lakes Drive, Ft. Myers, FL 33907 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities Bonita Springs FL 10/2000 Present
  • 10/2000 → Present
    Northern Trust Securities
    Bonita Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-28
S63 Uniform Securities Agent State Law Examination 2001-05-22
  • S66 Uniform Combined State Law Examination
    2015-01-28
  • S63 Uniform Securities Agent State Law Examination
    2001-05-22
Other Names
  • Kimberly Marie Burke

View on SEC IAPD

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