Istvan Tamoga

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-05-10
OH	RA	APPROVED	2015-02-27

TX RA
APPROVED_RES

Since 2018-05-10
OH RA
APPROVED

Since 2015-02-27

Branch Locations

950 Main Ave Ste 300, Cleveland, OH 44113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Cleveland	OH	02/2015	11/2016
Wells Fargo Clearing Services, Llc	Cleveland	OH	11/2016	Present

02/2015 → 11/2016

Wells Fargo Advisors Llc

Cleveland, OH
11/2016 → Present

Wells Fargo Clearing Services, Llc

Cleveland, OH

Previous Registrations

2009-06-01 → 2015-03-11

Morgan Stanley

Beachwood, OH

Cleveland, OH

Cleveland, OH
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Cleveland, OH

Beachwood, OH
2002-01-10 → 2007-04-02

Morgan Stanley Dw Inc.

Beachwood, OH

Beachwood, OH

Other Businesses

RENTAL PROPERTY; INV RELATED; CLEVELAND, OH; 0% OWNERSHIP; START 12/18/2015; 0 HOURS PER MONTH, 0 DURING TRADING.; RENTAL PROPERTY; INV RELATED; CLEVELAND, OH; 0% OWNERSHIP; START 1/18/2016; 0 HOURS PER MONTH, 0 DURING TRADING.; RENTAL PROPERTY; INV RELATED; CLEVELAND, OH; 0% OWNERSHIP; START 2/9/2016; 0 HOURS PER MONTH, 0 DURING TRADING.; POWER OF ATTORNEY FOR SPOUSE, INV RELATED, BROADVIEW HEIGHTS, OH, START: 5/7/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-27

S66 Uniform Combined State Law Examination

2001-03-27

Other Names

Istvan Tamoga, Jr.
Istvan Tamoga Jr
Istvan Tamoga Jr.

View on SEC IAPD