Roy Clifton Jerrolds

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 08/2018
  Morgan Stanley
  Walnut Creek, CA
• 01/2015 → 08/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2018 → Present
  Lpl Financial
  Brentwood, CA

Previous Registrations

• 2013-11-08 → 2018-09-17
  Morgan Stanley
  Walnut Creek, CA
• 2009-09-30 → 2013-11-12
  Wells Fargo Clearing Services, Llc
  Roseville, CA
  Antioch, CA
  Walnut Creek, CA
• 2007-05-29 → 2009-10-27
  Citigroup Global Markets Inc.
  Brentwood, CA
  Antioch, CA
  San Jose, CA
  Napa, CA
  Concord, CA
• 2004-08-09 → 2007-05-29
  Citicorp Investment Services
  Concord, CA
  Concord, CA

Other Businesses

1)09/12/2018 - DBA for LPL Business (entity for LPL business) - Berean Wealth Management, LLC - 100% - INVESTMENT RELATED - BRENTWOOD, CA 94513 2)3/24/2023 - Element Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/16/2023 - 160 Hours Per Month/160 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-08-06
• S63 Uniform Securities Agent State Law Examination
  2001-06-27

Other Names

• Roy Clifton Jerrolds Jr.
• Roy Clifton Jerrolds