Maria Pena Baran

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Citigroup Global Markets Inc.
  Miami, FL

Previous Registrations

• 2007-03-23 → 2007-05-29
  Citicorp Investment Services
  Miami, FL
  Miami, FL

Other Businesses

Rental Property - Miami, FL; Investment-related; Affiliation started 1988; Title/Duties: Landlord; No time is devoted to the rental each month during or outside of security trading hours (no more than 3 hours a year is spent on the rental).

Exams

• S66 Uniform Combined State Law Examination
  2007-03-08