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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-08-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Investment Services, Inc. | New Orleans | LA | 11/2013 | 08/2022 |
| Hancock Bank | New Orleans | LA | 11/2013 | Present |
| Cetera Investment Advisers Llc | New Orleans | LA | 08/2022 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 08/2022 | Present |
BOARD MEMBER AND GOVERNANCE COMMITTEE CHAIR FOR RAINTREE CHILDREN'S SERVICES, 2/HRS/WK; PRESIDENT OF THE BOARD FOR YOUNG AUDIENCES OF LA, 2/HRS/WK; BOARD MEMBER AT LARGE AND MEMBER OF THE RECRUITING COMMITTEE FOR YOUNG AUDIENCES ARTS FOR LEARNING, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-01-14 |
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