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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Columbia | SC | 04/2021 | 02/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2024 | Present |
| Cetera Wealth Services, Llc | Dallas | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2024 | Present |
| Wells Fargo Advisors Llc | Washington | DC | 05/2009 | 03/2017 |
| First Citizens Investor Services | Raleigh | NC | 04/2017 | 08/2019 |
| Capfinancial Securities, Llc | Raleigh | NC | 08/2019 | 04/2021 |
| Capfinancial Partners, Llc (Captrust) | Raleigh | NC | 08/2019 | 04/2021 |
| Unemployed | Charlotte | NC | 02/2022 | 01/2024 |
| Avantax Investment Services Inc | Dallas | TX | 02/2024 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 02/2024 | 09/2025 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2024 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-12 |
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