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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-18
NY RA APPROVED 2021-11-01
TX RA APPROVED_RES 2012-03-29
  • FL RA
    APPROVED
    Since 2021-11-18
  • NY RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2012-03-29

Branch Locations

One Jericho Plaza Suit 205, Jericho, NY 11753 • United States

Fernandina Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Jericho NY 07/2015 Present
Other Businesses

Adelphi University United States,One South Avenue New York / https://www.adelphi.edu// Educational Establishment / Education / Advisor or advisory group member if advice given may influence an officer/board / Start Date 6/3/2019 No No /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-02
  • S66 Uniform Combined State Law Examination
    2021-11-02

View on SEC IAPD

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