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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2024-11-22 |
| TX | RA | APPROVED | 2019-10-28 |
| PA | RA | APPROVED | 2019-10-25 |
Branch Locations
1735 Market Street Suite 3110, Philadelphia, PA 19103 • United States
Philadelphia, PA • United States
Milton, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon | Philadelphia | PA | 07/2014 | 07/2019 |
| Jpmorgan Chase Bank, N.A. | Philadelphia | PA | 07/2019 | Present |
| Jpmorgan Securities, Llc. | Philadelphia | PA | 07/2019 | Present |
Entity Name: SETTLEMENT MUSIC SCHOOL Investment related: Yes "Address: www.settlementmusic.org PO Box 63966 410 Queen Street Philadelphia, PA 19147" Nature of the other business: Music School Position/Title/Relationship: Board Member Start Date: 06/09/2015 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Settlement Music School is a community music school with branches in and around Philadelphia, PA. I serve on the Audit Committee, Investment Committee, and Budget Committee. There is no connection to JPMC. Entity Name: Self Investment related: Yes Address: 104 Philadelphia, PA Nature of the other business: Rental property Position/Title/Relationship: Partial Owner Start Date: 01-Jun-2013 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None Effective 7/22/2019 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-23 |
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