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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-05-10 |
Branch Locations
550 S Tryon St 40Th And 42Nd Fls, Charlotte, NC 28202 • United States
Gastonia, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Gastonia Park & Rec. | Gastonia | NC | 10/2005 | Present |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
CITY OF GASTONIA, WARD 3; NON INVESTMENT RELATED; GASTONIA, NC; CITY COUNCILMAN; START 12/2019; 4 HRS PER MONTH 0 DURING TRADING; DUTIES: ATTENDING MEETINGS, RE-ZONING REQUEST, PASSING TOWN BUDGET, EACTING LAWS GOVERNING CITY AND HIRING CITY MANAGER AND CITY ATTORNEY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-24 |
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