Douglas S Rose

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 12/2022
  Allstate Insurance Co
  Rochester, NY
• 12/2011 → 12/2022
  The Doug Rose Agency Inc
  Rochester, NY
• 07/2023 → 08/2025
  Citizens Securities, Inc.
  Rochester, NY
• 01/2023 → 07/2023
  Unemployment
  Pittsford, NY
• 08/2025 → 12/2025
  Unemployed
  Pittsford, NY
• 07/2023 → 08/2025
  Clarfeld
  Rochester, NY
• 12/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2023-07-18 → 2025-08-15
  Citizens Securities, Inc.
  Woburn, MA
  Woburn, MA
  Syracuse, NY
  Rochester, NY
  Syracuse, NY
  Rochester, NY
  Buffalo, NY
  Tonawanda, NY
  Depew, NY
  Rochester, NY
• 2023-07-18 → 2025-08-15
  Citizens Private Wealth
  Rochester, NY
  Tarrytown, NY
  Depew, NY
• 2005-02-02 → 2006-04-17
  Chase Investment Services Corp.
  Irondequoit, NY

Other Businesses

1) CIRA, 1776 Pleasant Plain Road Fairfield IA 52556, START DATE 12/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO 20, HR/MO TRADING 20 2) FOCUSED WEALTH ADVISORS LLC, 140 Allens Creek Drive Suite 110 Rochester NY 14618, START DATE 12/2025, Investment Advisor Representative, RIA Affiliation - other than CIRA, INV REL, HR/MO 160, HR/MO TRADING 160 3) DOUGLAS S. ROSE, 140 Allens Creek Drive Suite 110 Rochester NY 14618, START DATE 12/2025, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO 5, HR/MO TRADING 5

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-15
• S66 Uniform Combined State Law Examination
  2001-02-16

Other Names

• Doug Rose