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Ocean Financial Advisors LLC CRD 291950
$4.03M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
780 Nw 42Nd Avenue Suite 500, Miami, FL 33126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-06-21 |
Branch Locations
780 Nw 42Nd Avenue Suite 500, Miami, FL 33126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ocean Financial Services Llc | Miami | FL | 04/2018 | Present |
| Ocean Financial Advisors Llc | Miami | FL | 05/2019 | 07/2020 |
| Ocean Financial Advisors Llc | Miami | FL | 07/2020 | Present |
| Efg Capital Asset Management | Miami | FL | 10/2009 | 04/2018 |
| Efg Capital International Inc | Miami | FL | 10/2009 | 04/2018 |
COMPANY NAME: Gravelers Bicycle Group, Inc. PURPOSES OF BUSINESS: Non for profit organization dedicated to raising funds for school supplies. REMUNERATION: NONE, TIME DEDICATED TO THIS ACTIVITY: NONE. COMPANY LOCATION: MIAMI FL COMPANY NAME: Hope One Pedal at a Time, PURPOSE OF BUSINESS: Not for profit, organization dedicated to fund raising activities in order to provide school supplies to children in need. Spend approximate 4-6 hours a month. REMUNERATION: No compensation received as activity is strictly voluntarily. COMPANY LOCATION: MIAMI FL Company Name: Personal LLC; Non-Investment Related: n/a: sole purpose is to reserve the name; n/a; 03/2015; 0hrs/month; none COMPANY NAME:OCEAN FINANCIAL ADVISORS, LLC; ADVISOR RELATED; PURPOSE OF BUSINESS: INVESTMENT SERVICES; HIRE DATE: 05/31/2019; APPROX NUMBER OF HOURS A MONTH: 80H; COMPANY LOCATION: MIAMI FL, POSITION: FINANCIAL ADVISER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
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