Jerome Pooler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 04/2021
  Voya Investment Management
  San Antonio, TX
• 05/2014 → 04/2021
  Voya Investments Distributor, Llc
  Windsor, CT
• 05/2014 → 04/2021
  Voya Investment Management Co. Llc
  New York, NY
• 05/2021 → 03/2022
  Unemployed
  San Antonio, TX
• 03/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX

Previous Registrations

• 2012-05-29 → 2021-02-26
  Voya Investment Management Co. Llc
  New York, NY
  San Antonio, TX
  San Antonio, TX
• 2005-02-01 → 2009-09-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  Pennington, NJ

Other Businesses

I*952387, Name of OBA: Rental Property 1 Address: Angel Fire, NM Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 9/12/2022 No Hours: 40 Yearly No Hours during trading: 0 Duties I*2175335, Entity Type: , Name of OBA: Estate of K M P, Address: San Antonio, Texas, 78260, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10-Apr-2024, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2005-01-31

Other Names

• Jerry Pooler