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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-04-22 |
Branch Locations
1901 Roxborough Road Ste 300, Charlotte, NC 28211 • United States
Matthews, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Charlotte | NC | 01/2011 | Present |
| Kestra Advisory Services, Llc | Charlotte | NC | 04/2016 | Present |
Business Name: NFP Corporate Services (SE), Inc. Investment Related: Yes Address: 1901 Roxborough Rd Suite 300 Charlotte NC 28211 Nature of Business: Insurance Position, Title or Relationship: Employee Start Date: 1/15/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-02 |
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