Susann Louise Joo

D.A. Davidson & Co.

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Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-22
WA	RA	APPROVED	2009-06-08

TX RA
APPROVED_RES

Since 2019-03-22
WA RA
APPROVED

Since 2009-06-08

Branch Locations

10400 Ne 4Th St. Suite 400, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Bellevue	WA	04/2008	Present

04/2008 → Present

D.A. Davidson & Co.

Bellevue, WA

Previous Registrations

2001-09-25 → 2003-06-23

Merrill Lynch Investment Managers Lp

Seattle, WA

Other Businesses

SUSANN L JOO; NON INVESTMENT RELATED; BELLEVUE, WA; NOTARY SERVICES; NOTARY; STARTING 01/02/2009; APPROX 1 HR/MONTH DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-06

S66 Uniform Combined State Law Examination

2009-06-06

Other Names

Susann L. Pasquan

View on SEC IAPD

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LPL FINANCIAL LLC · BELLEVUE, WA

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FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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