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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp | Atlanta | GA | 11/2014 | 08/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2024 | Present |
| Cetera Wealth Services, Llc | Dallas | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2024 | Present |
| Avantax Investment Services Inc | Dallas | TX | 08/2022 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 08/2022 | 09/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2024 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2024 | Present |
1. DOORDASH POSITION: Delivery Person/Dasher NATURE: Food Delivery Service INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2019 ADDRESS: 116 New Montgomery Street, San Francisco CA 94105, United States DESCRIPTION: Deliver food from local restaurants to online service subscribers during evening hours (part-time contractor)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-10 |
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