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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-12 |
| TX | RA | APPROVED | 2023-06-12 |
Branch Locations
Clarendon Hills, IL • United States
Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 05/2023 | Present |
| Jpmorgan Chase Bank, N.A | Chicago | IL | 05/2023 | Present |
| State Street Global Advisors Funds Distributors Llc | Chicago | IL | 12/2013 | 08/2019 |
| Liquid Strategies, Llc | Oak Brook | IL | 08/2019 | 05/2023 |
| Imst Distributors, Llc | Oak Brook | IL | 09/2019 | 05/2023 |
Effective 5/15/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-18 |
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