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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Randallstown | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Randallstown | MD | 11/2016 | 06/2023 |
| Raymond James Financial Services Advisors, Inc. | Hanover | MD | 05/2023 | Present |
| Fulton Bank | Hanover | MD | 07/2023 | Present |
| Raymond James Financial Services, Inc. | Hanover | MD | 06/2023 | Present |
(1)Name of Business: Fulton Financial Advisors Address: 7692 Dorchester Blvd, Hanover, MD, 21076-1767, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/06/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Providing financial services and advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-30 |
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