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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-05-15
NH RA APPROVED 2005-02-04
  • TX RA
    APPROVED_RES
    Since 2009-05-15
  • NH RA
    APPROVED
    Since 2005-02-04

Branch Locations

875 Greenland Rd., Unit B10, Portsmouth, NH 03801 • United States

Mardin Capital Group Llc

875 Greenland Road - Unit B 10 Orchard Park, Portsmouth, NH 03801 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2003-11-21
  • NH RA
    APPROVED
    Since 2003-11-21

Branch Locations

875 Greenland Rd Unit B-10, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Portsmouth NH 05/2002 Present
Mardin Capital Group Llc Portsmouth NH 12/2003 Present
Other Businesses

(1) 12/20/2004: REGISTERED INVESTMENT ADVISOR - MARDIN CAPITAL GROUP, LLC - PORTSMOUTH, NH. (2) 10/12/2010: REAL ESTATE RENTAL - KINTZ & MARDIN REALTY, LLC - LLC CREATED TO BUY AND MANAGE OUR OFFICE CONDO USED FOR LPL BUSINESS. - TIME SPENT 0% - PORTSMOUTH, NH. (3) 12/21/2012: REGISTERED INVESTMENT ADVISOR DBA - MARDIN CAPITAL GROUP, LLC - ADMINS ONLY - WILL NOT PREPARE FINANCIAL PLANS. - PORTSMOUTH, NH (4) 12/21/2012 - MARDIN CAPITAL GROUP, LLC - REGISTERED INVESTMENT ADVISOR DBA - MARDIN CAPITAL GROUP, LLC - PROVIDE FINANCIAL PLANS FOR A FEE. - 1% OF TIME SPENT - PORTSMOUTH, NH (5) 8/6/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 05/01/2020 - 1 Hour Per Month - Notarize documents related to LPL business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-17
  • S66 Uniform Combined State Law Examination
    2002-05-17
Designations

View on SEC IAPD

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