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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-12-18 |
| FL | RA | APPROVED | 2018-12-04 |
Branch Locations
1400 Prudential Drive Suite 4, Jacksonville, FL 32207 • United States
Jacksonville, FL • United States
Blue Ridge, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Family Wealth Advisors, Inc. | Orange Park | FL | 06/2009 | 04/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2009 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2018 | Present |
1)JANICE F DEL TORO, 1400 PRUDENTIAL DRIVE, STE 4, JACKSONVILLE, FL, 6/2009 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING. 2)UNIVERSITY OF NORTH FLORIDA , 1 UNF DRIVE, JACKSONVILLE, FL INSTRUCTOR; 10/29/09; 10 HR/YR, 0 HR DURING SECURITIES TRADING HRS; TEACH 2 HOUR COURSE ON RETIREMENT INCOME PLANNING. NO PRODUCT OR SERVICE SOLICITATIONS ARE MADE. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 45/WK - 35/TRADING. 12/04/18 4)1ST COAST FINANCIAL PLANNING DBA FAMILY WEALTH ADVISORS, 1400 PRUDENTIAL DRIVE, STE 4, JACKSONVILLE, FL, 05/2019. MANAGER, INV REL, TO PROVIDE TAX AND LEGAL LIABILITY. INV REL-40/WK-40/TRADING. 5)LUCKY PINES GETAWAY, 9340 ARBOLITA WAY, JACKSONVILLE, FL, 03/01/2021, Owner, Real Estate, NIR, 5 HR/MO- 2 HR/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-27 |
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