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Philadelphia, PA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-08-11 |
| PA | RA | APPROVED | 2026-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Philadelphia | PA | 04/2003 | 02/2024 |
| Morgan Stanley | Philadelphia | PA | 02/2011 | 02/2024 |
| Wells Fargo Clearing Services, Llc | Chesterbrook | PA | 02/2024 | 06/2026 |
| Frost Financial Advisory Group Llc | Philadelphia | PA | 07/2026 | Present |
| Wells Fargo Advisors | Chesterbrook | PA | 02/2024 | 06/2026 |
independent insurance agent; Philadelphia, PA; investment related; selling insurance products; 2 hrs/mo
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-20 |
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