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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-20 |
| WA | RA | APPROVED | 2013-04-01 |
Branch Locations
1500 Black Lake Blvd Sw, Olympia, WA 98502 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
1010 Sleater Kinney Rd Se, Lacey, WA 98503 • United States
1419 Marvin Rd Ne, Lacey, WA 98516 • United States
606 Columbia St Nw 1St Fl, Olympia, WA 98502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Lacey | WA | 07/2011 | Present |
| Wells Fargo Advisors Llc | Lacey | WA | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lacey | WA | 11/2016 | Present |
TRUSTEE FOR MOTHER, INV RELATED, OLYMPIA, WA, START: 8/15/2019, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-12 |
| S66 | Uniform Combined State Law Examination | 2002-10-17 |
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