Mark Scholes Bateman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1987 → Present
  Bjo Capital Management Inc
  Provo, UT
• 10/2004 → Present
  Independent Financial Group, Llc
  Provo, UT
• 08/1996 → Present
  Wasatch Threads Inc
  Orem, UT
• 11/2025 → Present
  Osaic Wealth
  Provo, UT

Previous Registrations

• 2012-08-08 → 2025-11-11
  Independent Financial Group, Llc
  Provo, UT
  Provo, UT
• 1997-04-07 → 2012-08-07
  Bjo Capital Management Inc
  Provo, UT

Other Businesses

1) CRAFT SUPPLIES USA POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 11/01/2009 ADDRESS: 1287 E 1120 S, Provo UT 84606, United States DESCRIPTION: CORP OFFICER, RETAIL SALES OF CRAFT SUPPLIES USA PROVIDING SALES OF WOOD TURNING TOOLS AND SUPPLIES VIA MAIL ORDER. 2) Rocky Mountain Threads LLC. POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1996 ADDRESS: 341 S 900 W, Orem UT 84058, United States DESCRIPTION: 100% OWNER WASATCH THREADS, INC. EMBROIDERY & MONOGRAMMING SERVICES. 3) MLB Capital Investments LLC Position: Manager. Address: 341 S 900 W Orem, UT 84088, United States, Seeks opportunities to invest in capital and real estate markets. 4) ROCKY MOUNTAIN THREADS LLC POSITION: Manager NATURE: Embroidery and Monogramming services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/29/2022 ADDRESS: 341 S 900 W, Orem UT 84058, United States DESCRIPTION: Accounting

Exams

• S66 Uniform Combined State Law Examination
  2003-09-30
• S63 Uniform Securities Agent State Law Examination
  1989-04-04

Other Names

• Mark Bateman