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James Alexander Skorupsky

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA

Bethlehem, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-02
TX RA APPROVED_RES 2017-03-01
  • PA RA
    APPROVED
    Since 2017-03-02
  • TX RA
    APPROVED_RES
    Since 2017-03-01

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

2356 Catasauqua Rd, Bethlehem, PA 18018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Bridgewater NJ 12/2014 09/2016
Massmutual Bridgewater NJ 01/2015 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Feasterville Trevose PA 02/2017 Present
Bank Of America, N.A. Feasterville Trevose PA 02/2017 Present
Unemployed Schwenksville PA 09/2016 02/2017
  • 12/2014 → 09/2016
    Mml Investors Services
    Bridgewater, NJ
  • 01/2015 → 09/2016
    Massmutual
    Bridgewater, NJ
  • 02/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Feasterville Trevose, PA
  • 02/2017 → Present
    Bank Of America, N.A.
    Feasterville Trevose, PA
  • 09/2016 → 02/2017
    Unemployed
    Schwenksville, PA
Previous Registrations
  • 2015-09-09 → 2016-09-21
    Mml Investors Services, Llc
    Warren, NJ
    Ewing, NJ
  • 2011-07-22 → 2014-12-31
    Cuso Financial Services, L.P.
    Ewing, NJ
  • 2010-11-23 → 2011-05-04
    Invest Financial Corporation
    Philadelphia, PA
    Springhouse, PA
    Norristown, PA
    Lansdale, PA
    Warrington, PA
    Lansdale, PA
    Newtown, PA
    Hatboro, PA
  • 2007-05-14 → 2010-10-15
    Pnc Wealth Management Llc
    Philadelphia, PA
    Abington, PA
    Drexel Hill, PA
    Glenside, PA
  • 2005-08-19 → 2007-04-24
    Equitable Advisors, Llc
    Bala Cynwyd, PA
    Bala Cynwyd, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-10
S63 Uniform Securities Agent State Law Examination 1989-04-21
  • S65 Uniform Investment Adviser Law Examination
    2000-10-10
  • S63 Uniform Securities Agent State Law Examination
    1989-04-21
Other Names
  • James Alexander Skorupsky
  • James Skorupsky

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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