Best Investors Account Sign in

Carrera Shelby Santiago

Ubs Financial Services Inc.

Marlton, NJ

Philadelphia, PA

Cinnaminson, NJ

CRD 6692178

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-03
PA RA APPROVED 2022-12-17
  • NJ RA
    APPROVED
    Since 2023-07-03
  • PA RA
    APPROVED
    Since 2022-12-17

Branch Locations

Marlton, NJ • United States

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Cinnaminson, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fs2 Capital Partners, Llc Philadelphia PA 08/2016 12/2016
Fs Investment Solutions, Llc Philadelphia PA 01/2017 09/2021
Ubs Financial Services Inc. Philadelphia PA 09/2021 Present
  • 08/2016 → 12/2016
    Fs2 Capital Partners, Llc
    Philadelphia, PA
  • 01/2017 → 09/2021
    Fs Investment Solutions, Llc
    Philadelphia, PA
  • 09/2021 → Present
    Ubs Financial Services Inc.
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-17
  • S66 Uniform Combined State Law Examination
    2022-12-17

View on SEC IAPD

More in Marlton, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor