Patricia Mosca

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 09/2017
  Lincoln Financial Securities Corporation
  Philadelphia, PA
• 03/2016 → 08/2016
  Unemployed
  Sewell, NJ
• 10/2017 → Present
  Ubs Financial Services Inc.
  Florham Park, NJ

Previous Registrations

• 2016-08-11 → 2017-09-15
  Osaic Fs, Inc.
  Radnor, PA
  Radnor, PA
• 2011-10-17 → 2016-02-19
  Morgan Stanley
  Marlton, NJ
  Mount Laurel, NJ
• 2010-06-25 → 2011-10-03
  Ubs Financial Services Inc.
  Philadelphia, PA
  Conshohocken, PA
• 2010-05-28 → 2010-06-10
  Wells Fargo Clearing Services, Llc
  Philadelphia, PA

Exams

• S66 Uniform Combined State Law Examination
  2010-05-26
• S63 Uniform Securities Agent State Law Examination
  1990-01-31

Other Names

• Patricia Andriana Liardo
• Patricia A Liardo
• Patricia Adriana Liardo
• Patricia Liardo Mosca
• Patricia L Mosca