Lorna R Sabbia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Previous Registrations

• 2002-09-19 → 2006-09-19
  Merrill Lynch Investment Managers Lp
  Plainsboro, NJ
• 1996-07-11 → 2006-05-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plainsboro, NJ
  New York, NY

Other Businesses

I*927411, Name of OBA: Trinity 3 LLC Address: Arlington, MA Investment Related: Yes Position, Title, Association: Owner Employee Start Date :6/27/2022 No Hours: 1 Monthly No Hours during trading: 0 Duties: LLC formed to hold rental property

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-01-29

Other Names

• Lorna Rose Sabbia