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Daniel Gilbert Lescoezec

Ritter Daniher Financial Advisory LLC

Concord, OH

Cincinnati, OH

CRD 1858011

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Employer firm

Ritter Daniher Financial Advisory LLC CRD 321827

$936M regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Ritter Daniher Financial Advisory Llc

7661 Beechmont Avenue Suite 200, Cincinnati, OH 45255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-15
  • OH RA
    APPROVED
    Since 2025-09-15

Branch Locations

9930 Johnnycake Ridge Road, Concord, OH 44060 • United States

7661 Beechmont Avenue Suite 200, Cincinnati, OH 45255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hickory Asset Management Concord OH 04/2008 Present
Ritter Daniher Financial Advisory Llc Cincinnati OH 08/2025 Present
Previous Registrations
  • 2013-11-08 → 2025-10-01
    Hickory Asset Management, Inc.
    Concord, OH
  • 2005-04-07 → 2013-11-11
    L.M. Kohn & Company
    Hiram, OH
    Concord, OH
    Concord, OH
    Cincinnati, OH
  • 2000-02-24 → 2005-04-05
    Concord, OH
  • 2002-08-21 → 2002-11-08
    Concord, OH
Other Businesses

I RECEIVE COMMISSIONS FROM VARIOUS INSURANCE COMPANIES ON NEW AND EXISTING LIFE,ANNUITY AND LONG TERM CARE INSURANCE POLICIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-06
S63 Uniform Securities Agent State Law Examination 2000-11-18
  • S65 Uniform Investment Adviser Law Examination
    2012-08-06
  • S63 Uniform Securities Agent State Law Examination
    2000-11-18
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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