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Providence Hall At Old Parkland East 4030 Maple Avenue, Suite 460, Dallas, TX 75219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-18 |
| TX | RA | APPROVED_RES | 2025-05-17 |
Branch Locations
Providence Hall At Old Parkland East 4030 Maple Avenue, Suite 460, Dallas, TX 75219 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sg Americas Securities, Llc | New York | NY | 06/2012 | 10/2017 |
| Self Employed | New York | NY | 07/2017 | 04/2020 |
| Highpost Capital | New York | NY | 04/2020 | 12/2023 |
| M&Co. Securities Llc | New York | NY | 02/2025 | Present |
| Weild & Co | New York | NY | 06/2024 | 02/2025 |
| Numis Securities Llc | New York | NY | 11/2017 | 04/2019 |
| Mack & Co. Partners, Lp | New York | NY | 02/2024 | Present |
1. M&Co Securities LLC; Investment-Related; New York, NY; Broker Dealer; Registered Representative; 2/2025; 80 hrs/mo; 40 hrs/mo during securities trading hours; Duties are registered representative related activities. 2. Mack & Co Partners, LP; Investment-Related; New York, NY; Investment Advisor; Managing Director, Head of Capital Advisory; 2/2024; 160 hrs/mo; 120 hrs/mo during securities trading hours; Duties are investment adviser representative related activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-17 |
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